Sunday, 2 December 2018

mathematical physics - On a trick to derive the Noether current


Suppose, in whatever dimension and theory, the action $S$ is invariant for a global symmetry with a continuous parameter $\epsilon$.


The trick to get the Noether current consists in making the variation local: the standard argument, which doesn't convince me and for which I'd like a more formal explanation, is that, since the global symmetry is in force, the only term appearing in the variation will be proportional to derivatives of $\epsilon,$ and thus the involved current $J^\mu$ will be conserved on-shell:


$$ \delta S = \int \mathrm{d}^n x \ J^\mu \partial_\mu \epsilon .\tag{*}$$


This is stated, e.g., in Superstring Theory: Volume 1 by Green Schwarz Witten on page 69 and The Quantum Theory of Fields, Volume 1 by Weinberg on page 307.


In other words, why a term $$ \int \mathrm{d}^n x \ K(x) \ \epsilon(x)$$ is forbidden?




Taking from the answer below, I believe two nice references are



  1. theorem 4.1


  2. example 2.2.5



Answer



I) Let there be given a local action functional


$$\tag{1} S[\phi]~=~\int_V \mathrm{d}^nx ~{\cal L}, $$


with the Lagrangian density


$$\tag{2} {\cal L}(\phi(x),\partial\phi(x),x). $$


[We leave it to the reader to extend to higher-derivative theories. See also e.g. Ref. 1.]


II) We want to study an infinitesimal variation$^1$


$$\tag{3} \delta x^{\mu}~=~\epsilon X^{\mu} \qquad\text{and}\qquad \delta\phi^{\alpha}~=~\epsilon Y^{\alpha}$$



of spacetime coordinates $x^{\mu}$ and fields $\phi^{\alpha}$, with arbitrary $x$-dependent infinitesimal $\epsilon(x)$, and with some given fixed generating functions


$$\tag{4} X^{\mu}(x)\qquad\text{and}\qquad Y^{\alpha}(\phi(x),\partial\phi(x),x).$$


Then the corresponding infinitesimal variation of the action $S$ takes the form$^2$


$$\tag{5} \delta S ~\sim~ \int_V \mathrm{d}^n x \left(\epsilon ~ k + j^{\mu} ~ d_{\mu} \epsilon \right) $$


for some structure functions


$$\tag{6} k(\phi(x),\partial\phi(x),\partial^2\phi(x),x)$$


and


$$\tag{7} j^\mu(\phi(x),\partial\phi(x),x).$$


[One may show that some terms in the $k$ structure function (6) are proportional to eoms, which are typically of second order, and therefore the $k$ structure function (6) may depend on second-order spacetime derivatives.]


III) Next we assume that the action $S$ has a quasisymmetry$^3$ for $x$-independent infinitesimal $\epsilon$. Then eq. (5) reduces to



$$\tag{8} 0~\sim~\epsilon\int_V \mathrm{d}^n x~ k. $$


IV) Now let us return to OP's question. Due to the fact that eq. (8) holds for all off-shell field configurations, we may show that eq. (8) is only possible if


$$\tag{9} k ~=~ d_{\mu}k^{\mu} $$


is a total divergence. (Here the words on-shell and off-shell refer to whether the eoms are satisfied or not.) In more detail, there are two possibilities:




  1. If we know that eq. (8) holds for every integration region $V$, we can deduce eq. (9) by localization.




  2. If we only know that eq. (8) holds for a single fixed integration region $V$, then the reason for eq. (9) is that the Euler-Lagrange derivatives of the functional $K[\phi]:=\int_V \mathrm{d}^n x~ k$ must be identically zero. Therefore $k$ itself must be a total divergence, due to an algebraic Poincare lemma of the so-called bi-variational complex, see e.g. Ref. 2. [Note that there could in principle be topological obstructions in field configuration space which ruin this proof of eq. (9).] See also this related Phys.SE answer by me.





V) One may show that the $j^\mu$ structure functions (7) are precisely the bare Noether currents. Next define the full Noether currents


$$\tag{10} J^{\mu}~:=~j^{\mu}-k^{\mu}.$$


On-shell, after an integration by part, eq. (5) becomes


$$\tag{11} 0~\sim~\text{(boundary terms)}~\approx~ \delta S ~\stackrel{(5)+(9)+(10)}{\sim}~\int_V \mathrm{d}^n x ~ J^{\mu}~ d_{\mu}\epsilon ~\sim~-\int_V \mathrm{d}^n x ~ \epsilon~ d_{\mu} J^{\mu} $$


for arbitrary $x$-dependent infinitesimal $\epsilon(x)$. Equation (11) is precisely OP's sought-for eq. (*).


VI) Equation (11) implies (via the fundamental lemma of calculus of variations) the conservation law


$$\tag{12} d_{\mu}J^{\mu}~\approx~0, $$


in agreement with Noether's theorem.



References:




  1. P.K. Townsend, Noether theorems and higher derivatives, arXiv:1605.07128.




  2. G. Barnich, F. Brandt and M. Henneaux, Local BRST cohomology in gauge theories, Phys. Rep. 338 (2000) 439, arXiv:hep-th/0002245.




--



$^1$ Since the $x$-dependence of $\epsilon(x)$ is supposed to be just an artificial trick imposed by us, we may assume that there do not appear any derivatives of $\epsilon(x)$ in the transformation law (3), as such terms would vanish anyway when $\epsilon$ is $x$-independent.


$^2$ Notation: The $\sim$ symbol means equality modulo boundary terms. The $\approx$ symbol means equality modulo eqs. of motion.


$^3$ A quasisymmetry of a local action $S=\int_V d^dx ~{\cal L}$ means that the infinitesimal change $\delta S\sim 0$ is a boundary term under the quasisymmetry transformation.


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